New York Adopts New Registration and Examination Requirements for Certain Investment Adviser Related Personnel and Solicitors
| Published date | 29 January 2021 |
| Subject Matter | Retail Investors,New York,SEC Examination Priorities,SEC,Broker-Dealer,Investment Adviser |
| Author | Henry Bregstein,Wendy Cohen,Jack Governale,Fred M. Santo,Lance A. Zinman,Christian Hennion,David Dickstein,Allison Yacker,Gary DeWaal,Richard Marshall,Mark Goldstein,Elizabeth Organ |
| Law Firm | Katten Muchin Rosenman LLP |
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