The UK’s Expanded Senior Managers and Certification Regime: Key Issues and Action Plan for Brokers, Advisers and Asset Managers
| Published date | 09 July 2019 |
| Subject Matter | Investment Adviser,Asset Management,FSMA,Brokers,Banking Sector,Financial Regulatory Reform,UK,Senior Managers,Financial Conduct Authority (FCA),Financial Services Industry,Senior Management Regime (SMR),SMCR,Alternative Investment Fund Managers Directive (AIFMD) |
| Author | Barnabas Reynolds,Thomas Donegan,John Adams,Simon Dodds |
| Law Firm | Shearman & Sterling LLP |
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