The UK’s Expanded Senior Managers and Certification Regime: Key Issues and Action Plan for Brokers, Advisers and Asset Managers

Published date09 July 2019
Subject MatterInvestment Adviser,Asset Management,FSMA,Brokers,Banking Sector,Financial Regulatory Reform,UK,Senior Managers,Financial Conduct Authority (FCA),Financial Services Industry,Senior Management Regime (SMR),SMCR,Alternative Investment Fund Managers Directive (AIFMD)
AuthorBarnabas Reynolds,Thomas Donegan,John Adams,Simon Dodds
Law FirmShearman & Sterling LLP

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT