Corporate & Financial Weekly Digest, Featuring Articles on SEC Issues Staff Statement on SPAC Transactions, FINRA Modifies TRACE Dissemination Protocols for Specified Pool Transactions and FCA Updates Reporting LEIs of Non-EEA Third Country Issuers Under UK SFTR
| Published date | 12 April 2021 |
| Subject Matter | FINRA,Broker-Dealer,CFTC,Investment Adviser,SEC,Enforcement Actions,Compliance,UK |
| Author | Kevin Foley,Robert Weiss,Carolyn Jackson,Nathaniel Lalone,Mark Wood,Mark Reyes,Neil Robson,Mark Goldstein,Susan Light,Brian Hecht,Elizabeth White |
| Law Firm | Katten Muchin Rosenman LLP |
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