Highlights From The Annual Canadian Securities Administrators' Enforcement Report
The Canadian Securities Administrators (CSA) released its 2016 Enforcement Report this week. The ninth annual report highlights efforts taken across the country to deter and sanction wrongdoing in capital markets.
The CSA's mandate is to facilitate Canada's securities regulatory system, protecting investors from unfair, improper or fraudulent practices. One of the ways that the CSA hopes to fulfill its mandate is to streamline the regulatory process for companies wishing to raise capital, and for parties working in the investment industry.
"In 2016, CSA members continued with efforts to deter and sanction financial wrongdoing, with two jurisdictions implementing whistleblower programs, and a third partnering with law enforcement," said Louis Morisset, Chair...
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