Second Circuit Affirms Dismissal Of Actions Seeking Disgorgement Of "Short-Swing" Profits From Investment Advisors' Clients, Holding That Clients' Delegation Of Discretionary Investment Authority Did Not Render Them Members Of A "Group" With Their Investment Advisors

Published date28 May 2020
Subject MatterInvestment Adviser,SEC,Securities Exchange Act
Law FirmShearman & Sterling LLP

To continue reading

Request your trial

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT