Second FCA Consultation on New Prudential Regime for Investment Firms
| Published date | 21 April 2021 |
| Subject Matter | UCITS,Investment Adviser,Consultation,MiFID,Prudential Standards,Corporate Governance,Remuneration,Investment Firms,Risk Management,UK,Liquidity,Financial Conduct Authority (FCA),Senior Management Regime (SMR) |
| Author | Rob Moulton,Nicola Higgs,Stuart Davis,Charlotte Collins,Anne Mainwaring,Becky Critchley,Ella McGinn,Jonathan Ritson-Candler,David Berman,Brett Carr,Katy Sanders,Gabriel Lakeman,Sam Maxson,Denisa Odendaal,Carl Fernandes,Kishore Bhindi,Sherryn Buehlmann,Sean Wells,Sidhartha Lal |
| Law Firm | Latham & Watkins LLP |
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