SFC Highlights Deficiencies in Asset Management Industry
| Published date | 27 October 2017 |
| Law Firm | Akin Gump Strauss Hauer & Feld LLP |
| Author | Anne-Marie Godfrey |
| Subject Matter | SFO,Investors,Asset Management,Conflicts of Interest,Brokers,Fund Managers,Anti-Deficiency Provisions,Asset Valuations,Investment Funds,Suitability Requirements,Internal Controls,Asset Protection,Private Funds,Hong Kong,Liquidity Risk Management Rule,Solicitation,Policies and Procedures,Allocation of Funds,Hong Kong Securities and Futures Commission (HKSFC),Receipt of Funds |
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