Supervisión de la implementación y cumplimiento del PTEE
Published date | 18 August 2021 |
Law Firm | Lloreda Camacho & Co |
Author | Raúl Vargas |
Circular Externa No. 100-000012 del 9 de agosto de 2021
Supervisión de la implementación y cumplimiento del PTEE por la Superintendencia de Sociedades
La Superintendencia de Sociedades (la “Superintendencia”) ha emitido la Circular Externa No. 100-000012 del 9 de agosto de 2021 (la “Circular”) por medio de la cual estableció como desarrollará las funciones para supervisar la implementación y cumplimiento de los Programas de Transparencia y Ética Empresarial (“PTEE”), establecido en la Circular Externa 100-000003 de 2016 (modificada por la Resolución No. 100-006261 del 2 de octubre de 2020) y la Circular Externa No. 100-000011 del 9 de agosto de 2021. El objetivo del PTEE es prevenir riesgos en temas de soborno transnacional y corrupción en relación con los empleados, contratistas, administradores y asociados de una empresa.
Las funciones que establece la Circular para supervisar la implementación del PTEE son:
- Pedagogía: consiste en (i) la capacitación de los principales conceptos del PTEE, (ii) crear un link en la pagina web de la entidad con contenido sobre el PTEE, (iii) creación de alianzas con entidades publicas y actores privados para promocionar el PTEE, (iv) capacitación sobre el Informe 52 de PTEE y (v) creación de un curso virtual sobre PTEE.
- Cumplimiento Normativo: consiste en hacer cumplir las normas y ordenes relacionadas con el PTEE para de esta manera asegurar un debido funcionamiento del mencionado programa. Para lo anterior la Superintendencia realizará visitas en las instalaciones de las compañías y/o requerimientos a las compañías. En caso que la Superintendencia identifique (i) incumplimientos leves y no reiterados impartirá ordenes para que en un plazo resuelva la situación, y (ii) incumplimientos graves o reiterados iniciará una investigación administrativa e impondrá sanciones hasta de 200...
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